Steve Ellis
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Steve Ellis's Page

Profile Information

First Name
Last Name
Job Title
Vice President
American Stock Transfer & Trust
Type of Business
Intermediary, Corporate, Other bank or financing firm, Service provider
Transaction Size "Sweet Spot" (USD)
Small Cap (Less than $10 mm), Lower Middle-Market ($10 mm - $100 mm), Middle-Market ($100 mm - $500 mm), Upper Middle-Market ($500 mm - $2 billion), Large Market (Over $2 billion)
New York
United States
About Me (Company description, Biography, Services I provide):
I've spent the better part of the last decade in the public markets building an international network of contacts across all industries, market caps, and functions within the marketplace.

I Actively manage enterprise sales and business development for the Eastern US.

Leverage relationship management expertise in introducing comprehensive issuer services solutions including:
• Stock Transfer & Registrar Services
• Corporate Actions
• Escrow Services
• Ownership Identification & Analytics (Equity & Fixed Income)
• Proxy Solicitation & Information Agent Services
• Employee Stock Plan Administration

*American Stock Transfer & Trust Company, LLC (AST) provides comprehensive stock transfer and employee plan services to more than 8,000 public issues and over 5.5 million shareholders.

*AST Fund Solutions/DF King are a leading provider of proxy/consent solicitation and tender/exchange offer services in U.S. and European M&A transactions. We provide proxy solicitation services for over 4,000 clients and 7,000,000 shareholders

*AST Ownership Intelligence provides clients with capital markets consulting, regulatory compliance certification and credit markets intelligence. Our innovative services include: Equity Surveillance/Intelligence, Credit Markets Surveillance/Intelligence, Tax Audit Studies & Regulatory Compliance.
Network with Me (Types of transactions I seek, Professionals I like to be referred):
Attorneys, Bankers, PE, Advisors, Corporate Development contacts

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